Why? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.
What The types of personal information we collect and share depend on the product or service you have with us. This information can include:
◼ Social Security number
◼ Income
◼ Assets and account balances
◼ Investment experience and account transactions
◼ Wire transfer instructions
When you are no longer our customer, we continue to share your information as described in this notice.
How? All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons Weatherstone Capital Management chooses to share; and whether you can limit this sharing.
Reasons we can share your personal informationDoes Weatherstone Capital Management share?Can you limit this sharing?
For our everyday business purposes—
such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus
For our marketing purposes—
to offer our products and services to you
NoWe don’t share
For joint marketing with other financial companiesNoWe don’t share
For our affiliates’ everyday business purposes—
information about your transactions and experiences
For our affiliates’ everyday business purposes—
information about your creditworthiness
NoWe don’t share
For non-affiliates to market to youNoWe don’t share


Call Mark Riley, Chief Compliance Officer at 720-509-3558 or you may email him at markr@transformwealth.com.

Who we are
Who is providing this notice?Weatherstone Capital Management
What we do
How does Weatherstone Capital Management protect my personal information?To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does Weatherstone Capital Management collect my personal information?We collect your personal information, for example, when you:
• Open an account or give us your income information
• Tell us about your portfolio or deposit money
• Enter into an investment advisory contract
• Instruct us to send money
We also collect your personal information from others, such as affiliates or other companies.
Why can’t I limit all sharing?Federal law gives you the right to limit only:
• Sharing for affiliates’ everyday business purposes—information about your creditworthiness
• Affiliates from using your information to market to you
• Sharing for nonaffiliates to market to you
State laws and individual companies may give you additional rights to limit sharing.
AffiliatesCompanies related by common ownership or control. They can be financial and nonfinancial companies.
• Our affiliates include Focus Operating, LLC and Focus Treasury Client Solutions, LLC. 
NonaffiliatesCompanies not related by common ownership or control. They can be financial and nonfinancial companies.
• Weatherstone Capital Management does not share with nonaffiliates so they can market to you.
Joint marketingA formal agreement between nonaffiliated financial companies that together market financial products or services to you.
• Weatherstone Capital Management does not jointly market.